Securities and Exchange Commission No. KorKhor. 2/2548 Re: Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing
specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.56(1) in
to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations
statements for Q3/2014 to the SEC and the SET within specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
(Form 56-2, 2021) to the SEC within the specified period. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of
147) |- Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays
|- Related Circular Letter Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93
representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements (Section 27, 28) |- Reporting Requirements |- Anti-money Laundering |- Arbitration |- Appeal |- Others