different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
The proposed amendments aim to streamline and simplify mutual fund disclosure which currently requires numerous details and, in some parts, repetitive information is disclosed in other documents that
SHARE : SEC warns investors to be cautious with digital asset investment Friday 10 August 2018 | No. 87 / 2018 Bangkok, 10 August 2018 – SEC is warning investors to proceed with caution after discovering
SHARE : SEC public warning of solicitation for investment in digital assets Friday 26 October 2018 | No. 130 / 2018 Bangkok, 26 October 2018 – SEC is advising the public to be cautious about the
indicate that the system of quality control is insufficient. 2) Systemic, repetitive or other significant deficiencies that require prompt corrective action 2 Does the firm communicate (Audit Compliance
risks from making such investment if the entire investment amount is lost. The next topic is “Being Cautious” under which awareness is raised for the public to know what they need to be wary of if they
personnel. Therefore, investors should be extra cautious not to get involved in such form of investment. Currently, there is no approved digital token issuers as well as there are no such applications
token issuers as well as there are no such applications and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such