and sale or exchange of securities in the Securities Exchange and in an over-the-counter centre by a securities company licensed to undertake securities dealing business; (9) relocate its head office or

- Applicable to the offering of  bills and bonds. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a

high net worth investors shall submit an application to the SEC Office and register the transfer restriction (if any) with the SEC Office. The provisions under Clause 17, Clause 18 and Clause 19 shall

and underlying shares to specific investors, provided that it has registered with the Office the transfer restriction of warrants to be offered, bearing a statement that the company shall not accept any

sale each time that the issuer shall not accept transfer registration of bonds in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office

debt securities in any level if such transfer is inconsistent with the transfer restriction as indicated and registered with the SEC Office; (3) complying with the rules prescribed in Clause 33 or Clause

approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds

high net worth investors under Clause 21(3) that has been included an offer for sale of investors registered for a transfer restriction within no more than ten specific investors within any four- month

. The offer for sale under paragraph 1(2) and (3) that has been registered for a transfer restriction within the institutional investors or high net worth investors shall not be considered as an offer for

are complied with: (1) the company has registered a transfer restriction for the convertible securities with the SEC Office stating that it will not accept any registration of transfer of convertible