documentation to be informed of the client ’s financial status and debt-paying ability. In case of a retail client , the securities company shall arrange sufficient information or evidentiary documentation to
trading of the client shall be updated while the debt-repaying ability and the trading limit of each client shall be reviewed on a regular basis. A securities company shall maintain complete evidentiary
securities trading of the client, and provide sufficient data or documentary evidence to ascertain a client’s financial status and debt repayment ability. In case of a retail client , the securities company
the person controlling securities trading of the client, and provide sufficient data or documentary evidence to ascertain a client’s financial status and debt repayment ability. In case of a retail
the person controlling securities trading of the client, and provide sufficient data or documentary evidence to ascertain a client’s financial status and debt repayment ability. In case of a retail
, infrastructure funds, infrastructure trusts and real estate investment trusts (REIT).The proposed rules would require regular disclosure of the annual registration statement, annual report, financial statements as
management’s handling of financial risk or difficulties and seek regular reports. 7.3.3 The board should ensure that any actions to improve the company’s financial position are reasonable and made for a proper
…......................................................กรรมการ (นายกรวิชญ์ สวาทยานนท์) &"Angsana New,Regular"&14หมายเหตุประกอบงบการเงินเป็นส่วนหนึ่งของงบการเงินนี้ &"Angsana New,Regular"&14&P PL-T12M บริษัท เอสพีวี 77 จำกัด และบริษัทย่อย งบกำไรขาดทุนเบ็ดเสร็จ
revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence as prescribe in the first paragraph and the
and controlling person up-to-date, as well as revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence