Bangkok, January 20, 2014 ? The SEC is seeking public comment on draft rules on cross-border offering of ASEAN collective investment schemes (ASEAN CIS) to retail investors. When compiled with non-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets Forum (ACMF)?s implementation plan, the ASEAN CIS framework and the common standards concerning qu...
for self-regulation The ASCO was asked to submit its action plan for becoming a self-regulatory organization (SRO) for the SEC?s approval. The plan must emphasize the core objectives of self regulation
Bangkok, September 8, 2008 ? The SEC has extended until October 15, 2008 its hearing on the draft regulations to be introduced to enable establishment and management of infrastructure funds in the Thai capital market. SEC Senior Assistant Secretary-General Pravej Ongartsittigul said: ?The public has shown a strong interest in the concept of infrastructure fund. Extending the hearing period will allow all interested parties more time to review and provide their comments extensively on this n...
Bangkok, March 27, 2012 ? The SEC is seeking public comments on draft revision to regulation governing public offering of holding company. The proposed revision includes relaxation on shareholding