and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted by the Office, e.g. Financial Action Task Force
and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted by the Office, e.g. Financial Action Task Force
institution is under supervision of a financial regulator and is subject to anti-money laundering and terrorist financing regulatory and oversight regime that is comparable to international standards accepted
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which will allow entities related to issuance and offering of bonds – i.e., investors, issuers, underwriters
operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all
website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or
approved ICO portal must show readiness of the overall work systems within 180 days from the date of approval. The deadline for the first-year operating fee is also amended to be paid before the first date
, at this stage, the SEC proposes to create an ICO regime only for the newly defined “investment participation” as an initial experimentation. Using ICO process with other types of securities will
may affect the financial conditions or operations of the applicant; (3) Being able to show that at least one of its directors has work experience of no less than three years relating to gold; (4) Being