beneficial governance and control, good corporate governance is not possible. A sound disclosure regime was identified as critical because there is a risk that controlling beneficial owners, with large voting
first In the world to Require climate risk reporting…. the new regime will be on a comply-or-explain basis, based on the TCFD framework, which is widely acknowledged as international best practice. Source
Questionnaire No. Particulars Firm's Reference /Guidance Notes Description 1 Does the audit firm design and implement the risk assesment process that includes the identification of quality objectives
. Under the sandbox regime, ThaiBMA has set up a DLT-based bondholder data storage system, which will allow entities related to issuance and offering of bonds – i.e., investors, issuers, underwriters
operate such businesses with reasonable costs because the current licensing regime under the Ministerial Regulation is securities license which includes various groups of securities business and all
, at this stage, the SEC proposes to create an ICO regime only for the newly defined “investment participation” as an initial experimentation. Using ICO process with other types of securities will
cent/lb at the beginning of 2018 due to global sugar supply is surplus in 2018 with the additional of domestic price decrease from the new sugar regime that domestic price will float along with global
business, which also reduces redundant identification processes. As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be
identification and verification procedure that is both appropriate and reliable; - Upon any material change in a transaction, or any reason to suspect such information, to verify, to review, and to collect
communication system, the system for client registration, confirmation and Know-Your-Client (KYC) identification and account opening, the complaint handling system, and the human resources management