Mr. Virat Udomsinwatthana On June 13, 2007, Mr. Virat Udomsinwatthana failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr. Virat Udomsinwatthana acquired
Mr. Pattanapong Tanumathaya Between December 22, 2005 and July 20, 2007, Mr. Pattanapong Tanumathaya failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr
) approved by the SEC. In this regard, Bitkub stopped trading of JFIN Coin (JFIN) and Infinitus (INF) temporarily. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 2/2021
“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should
due diligence and care in the same manner as a professional would exercise in like circumstance and with regard to customer’s best interest. SEC Act S.133 Settlement Committee Meeting No. 11/2022
(2018-2037). In this regard, the SEC has revised the SMEs share offering rules to provide SMEs with wider choices of fundraising channels, including share offering to the issuer’s group of companies
draft rules permit business operators to provide services under their licenses and the foreign investment quota granted by the Bank of Thailand. In this regard, permissible investment products denominated
Mr. Sermkhun Kunawong Between August 15, 2012 and September 21, 2012, Mr. Sermkhun Kunawong failed to comply with rules specified by the Securities and Exchange Commission. In this regard, Mr
assets in accordance with the notification of the SEC for 194 days. In this regard, Satang did not deposit customers' digital assets with digital asset depository service providers and keep them in
; digital assets in accordance with the notification of the SEC for 4 days. In this regard, Bitazza did not deposit customers' digital assets with digital asset depository service providers and keep them