civil sanction. However, if any offender declines to comply with the civil sanctions ruled by the Civil Sanction Committee, SEC will seek an assistance from Public Attorney to file a civil lawsuit with
its goal. 3. The total administrative expense is Baht 53.37 million. When compared to the administrative expense in 2016, the total difference declines in the amount of Baht 18.17 million or 25.39
sanction. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public attorney to file a lawsuit with the Civil Court to impose a
: (1) The current liabilities fell by 6.43 million baht to 74.76 million baht due to the declines of trade payables and the current portion of long-term loans; (2) The non-current liabilities stood at
on the letter of consent which specifies civil sanctions to comply with the civil sanctions determined by the Civil Sanction Committee. If any of them declines to give consent for the civil
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
the offender refuses to comply with the specified civil penalty, the SEC Office shall bring an action against the offender in the Civil Court for consideration and imposition of civil sanction. The
Ministry of Finance as state revenue. 2. Criminal prosecution per the process of judgment Other offences that are not subject to a criminal fine, or whose offender refuses to enter the fining