With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their

: underline;">ที่ ธ.(ว)  10 /2544  เรื่อง  ขอความร่วมมือจัดส่งคู่มือการปฏิบัติงาน (Compliance manual) ด้วยสำนักงานประสงค์จะรวบรวมคู่มือการปฏิบัติงานของหน่วยงานดูแลการปฏิบัติ

fia_manual ก ก 1 ก ก ก กก ก !"#$% ก !"# ก ก (Manual for Foreign Investment Allotment System) 1 2551 56 7ก 8ก ก ก6 ก797ก 7:;97ก 7:;< ก ก 2 ก ก ก กก ก !"#$% ก !"# 5 7

FIA manual

Audit Firm Name: Subject: DOCUMENTATION Prepared By: …………. Date: ……………….. Documentation Sr. Particulars Reference / Sr. Particulars Reference / Guidance Notes Description 1 How does the firm document

Reference / Guidance Notes Description A Audit methodology and procedures: 1 Does the firm use standardized audit manual, audit policies and procedures on all audit and assurance assignments? And does the

forms / m​anuals SHARE : Detail Content ​ ​​ ​ ​Download forms / m​​an uals​ ​ ​ ​ Applica​tion for Registration / Change of Information in Company Account ​ Form ​ Manual ​ Application for Termination of

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the

Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the