specified period of time for the rectification. In this regard, the SEC may also specify any condition to be complied with by the digital asset business operator for the purpose of rectifying the financial
to be complied with by the digital asset business operator for the purpose of rectifying the financial conditions or operations of such digital asset business operator. If the digital asset business
, compile and monitor the CPD records? 9 Does the firm maintain the list of persons who didn’t comply with the mandatory and firm’s CPD targets and its plan for correcting the situation? 10 Whether CPD
asset business operator for the purpose of rectifying the financial conditions or operations of such digital asset business operator. If the digital asset business operator fails to comply with the second
regard, the SEC may also specify any condition to be complied with by the digital asset business operator for the purpose of rectifying the financial conditions or operations of such digital asset business
starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office to restrict its business expansion or cease its operation, or in the process of rectifying its operation by
to restrict its business expansion or cease its operation, or in the process of rectifying its operation by the order of the Capital Market Supervisory Board or the Office under Section 141, Section
Board or the SEC Office or having not been correcting its financial status or operating result according to the order of such authorities; 6 (8) having not been ordered by the SEC Office to adjust the
restricted to undertake business by the Capital Market Supervisory Board or the SEC Office or having not been correcting its financial status or operating result according to the order of such authorities; 6