The Securities and Exchange Commission, Thailand (SEC), organized a study visit for the Securities Commission Malaysia (SC Malaysia), led by Dato’ Mohammad Faiz Azmi, Chairman, along with senior executives. The visit aimed to facilitate the exchange of knowledge and experiences regarding the oversight of digital assets in Thailand and Malaysia. This initiative is part of the collaboration under the ASEAN Capital Markets Forum (ACMF), which seeks to promote capital market development and the shar...
Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Sirivipa Supantanet and the Management of the SEC welcomed H.E. Mr. Chhun Sambath, Deputy Director General of the Securities and Exchange Commission of Cambodia, and executives from the Cambodian Stock Exchange and securities companies during their visit to study the scope of work related to depository receipt (DR) and share views on international capital market collaboration, at the SEC Office on 9 July 2019.
role in contributing towards the long-term financial well-being of Thai people. Accordingly, SEC welcomes business operators to provide the wealth advice services. The key of the 5-step process is to
Bangkok, July 12, 2012 - The SEC has commenced consultation period until July 24, 2012 on the proposed revisions of rules governing offer for sale of convertible securities, i.e., convertible debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights will not be compromised. Proposed revisions are as follows: 1. In case where a company issued convert...
The Securities and Exchange Commission (SEC), represented by the Organization Transformation and Data Management and Analytics Department, welcomed officials from the Office of the Administrative Court (OAC) in support roles, at the professional level, for a study visit. This visit was part of a training program for OAC officials in support roles who are preparing for promotion to the senior professional level. During the visit, the officials participated in a knowledge-sharing session...
The Securities and Exchange Commission (SEC) welcomed a group of central and regional administrative case officers, senior professionals, under the Professional Level Administrative Case Officials Training Course, Class 19, on the occasion of their study tour regarding organizational management with governance and organizational innovation to develop knowledge and new frameworks for operational practices. The event took place on 30 April 2024, at the SEC Building.
The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on their study visit. This visit featured a knowledge-sharing session on the SEC’s role in capital market regulation, including asset offering and supervision of equity, bonds, and digital assets. The session aimed to enhance the students' knowledge and understanding of finance and investment. The event to...
The Securities and Exchange Commission (SEC) welcomed government officers from the Office of the Administrative Courts (OAC) for a study visit focused on organizational management. These visitors, who are trainees in a capability enhancement course for OAC personnel preparing for promotion to senior specialist roles, participated in a knowledge-sharing session titled “Decoding Success in Organizational Management: Technology and Digital Innovation in the State Sector.” The session was del...