included in our study - Bid Ask spread included in the transaction costs ◦ The study results indicate a potential of market efficiency .
indicate that the system of quality control is insufficient. 2) Systemic, repetitive or other significant deficiencies that require prompt corrective action 2 Does the firm communicate (Audit Compliance
and 2. Additionally, please demonstrate the linkage among them? Note: For provided risk profile tables, please indicate additional quality objectives apart from the minimum quality objective mentioned
address of the representative, and the nature of any material relationship between the representative and the issuer or its affiliates to indicate whether a conflict exists between its interest as the
companies in financial sector can indicate the direction of listed companies? earning management while material information concerning corporate governance is the number of directors. *The standard model of
relating to redemption, amortization, and retirement of the debt securities. 2. Indicate whether the debt securities are registered or bearer securities, the total nominal amount of the debt securities as
in name(s) of ALL representive(s)] phanchul Typewriter [Indicate the Legal Entity type, at least one] phanchul Typewriter [In case of Non-Resident Legal Entity, select this type and fill some more
structures indicate that it is acting as a business unit within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be
the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional structures indicate that it is acting as a business unit
indicate that it is acting as a business unit within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable