interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
: Evidence of Loss-Chasing and Realization Effect in the Cryptocurrency Market” ซึ่งเป็นประโยชน์ต่อการพัฒนาตลาดทุนทั้งของประเทศไทยและนานาชาติ และเป็นหนึ่งในผลงานวิจัยที่ได้รับการคัดเลือกให้นำเสนอในงาน
benefit from realization of investment in associated company by equity method. {A}'s action was deemed as using inside information in such a way as to take advantage of other persons in violation of
Budsaratragoon, SEC Secretary-General, extended congratulations to the award-winning teams and expressed support for the realization of the participants' innovations. She further encouraged the development of
Prof. of NYU Stern 10.00 น. – 10.45 น. Risk-Taking Behavior during Downturn: Evidence of Realization Effect in the https://www.sec.or.th/TH/Pages/MarketData/sec_wpf.aspx
efficient and effective monitoring process. Along the same line, the inspection results of individual engagements showed promising improvement of audit quality in the capital market, as reflected in the
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of