evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5- derivatives broker to examine or inspect promptly, and also for the Office and auditor of
trading order and the details related to derivatives trading transaction, and documents and evidence related to back office function. Such keeping shall be readily available at any time for (Translation) -5
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine as requested. Clause 9. In compliance with
evidence of service provider. Such keeping shall be readily available at any time for securities company to examine or inspect promptly, and also for the Office and auditor of securities company to examine
transaction date, the margin call date, or the release date of such analysis report or article to customers, as the case may be, and shall be readily accessible or open to inspection by the Office during the
release date of such analysis report or article to customers, as the case may be, and shall be readily accessible or open to inspection by the Office during the first two years of the 5-year period. Clause
article to customers, as the case may be, providing that the information shall be readily available for inspection by the SEC Office during the first two years of the five-year period. In cases where the
report or article to customers, as the case may be, providing that the information shall be readily available for inspection by the SEC Office during the first two years of the five-year period. In cases
report or article to customers, as the case may be, providing that the information shall be readily available for inspection by the SEC Office during the first two years of the five-year period. In cases