reached or passed five percent of the total number of voting rights of NEWS. He later filed the accurate reports (Form 246-2) to the SEC Office on March 30, 2018. SEC Act S.246 Settlement Committee

Limited (ABC) shares when aggregate holding of ABC in trading account of Mr. Porameth reached or passed five percent of the total number of voting rights of ABC. Such action aided and abetted Mr. Sathit

aggregate holding of PERM shares reached or passed five percent of the total number of voting rights of PERM but she failed to reported these acquisition to the SEC Office within the period specified in the

of Jasmine Telecom Systems Public Company Limited (“JTS”) shares when aggregate holding of JTS in trading account of Mr. Krirkrai and Mr. Soraj Asavaprapa reached or passed five percent of the total

SVI shares reached or passed five percent of the total number of voting rights of SVI but he failed to reported these acquisition to the SEC Office within the period specified in the notification of the

his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed five

held in his securities account to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of SAIMAT shares reached or passed

Limited (“SUPER”) shares because he did not report the shares that hold by his nominee, Miss Panissara Tiangtham caused his aggregate holding of SUPER shares reached or passed five percent of the total

of 28.8% YoY.  No. of Rabbit card reached 9.8mn card, an increase of 9.3% over the past 6 months.  No. of Rabbit LinePay user reached 4.5mn users, an increase of 55.2% over the past 6 months

services in the particular circumstances This checklist reviews such policies and procedures of the firm. Sr. Particulars Reference /Guidance Notes Description A Client Acceptance: 1 Have there been any