______________________________________________________________________ Remark: The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore

. Notified this 5th day of November 2008. (Vijit Supinit) Chairman The Securities and Exchange Commission ______________________________________________________________________ Remark: The rationale for

____________________________________________________________________ Remark: The rationale for issuing this Notification is to determine an undertaking not deemed as a derivatives dealer to cover offer to trade or trade in derivatives for his own account with person

Commission __________________________________________________________________ Remark: The rationale for issuing this Notification is to determine fee for business undertaking for licensee to undertake business

programs for specific client industries? 15 Do the https://www.sec.or.th/TH/Documents/Auditor/QAQR-06.xlsx Excel_Tool_Thailand_Taxonomy_ENG.xlsx thresholds. The rationale of determining these specific

. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark : The rationale for issuing this

. Notified this 12th day of March 2008. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Remark: The rationale for issuing this notification

rationale for issuing this notification is due to the fact that at present securities companies are allowed to make offshore investment which contains higher risks than domestic investment in such areas as

Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board __________________________________________________________________ Remark: The rationale

29th day of December 2010. -signature- (Vijit Supinit) Chairman Securities and Exchange Commission Remark: The rationale for issuing this Notification is to repeal requirements related to accounting of