SEC Secretary General Ruenvadee Suwanmongkol said that after SEC has initiated the “SEC Caravan to Provincial Areas” project in accordance with the capital market development plan which is in line with the National Strategy in the aspect of providing provincial people with the access to financial services and the capital market, including more understanding of SEC’s roles, in 2019 SEC plans to organize events in four provinces, i.e. Khon Kaen, Nakhon Si Thammarat, Udon Thani and Chiang Mai...
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private funds, resulting in one all inclusive type which would be allowed to invest in any financial assets and transactions according to the agreements with the clients, and (3) permission for margin loans
and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all-inclusive: CRAs and regulators should consider whether or not additional measures may be
capital market. In developing a sustainable capital market, the SEC has set a vision to embrace changes and develop a fair, efficient, dynamic and inclusive ecosystem for all by closely collaborating with
disclosure CRAs should make disclosure and transparency an objective of their ratings activities; and Confidential information CRAs should maintain in confidence all non-public information communicated to them
................................................................................................................ 19 Voting: It’s All About Communication ................................................................................................................ 20 ENGAGEMENT IN OTHER ASSET CLASSES Private
to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for promoting women’s participation in the board role. The seminar was held on 1 March