, promoting the use of technology to screen information that may cause harm, and supporting the public's ability to make investment decisions with greater prudence and safety, including collaboration with Meta
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
companies? operations with increased transparency and prudence. The revision is in line with current international standards, which increasingly take into account these issues. Comments and suggestions on the
financial advisor to provide investors, in advance, with complete information and thus enable their prudence decision-making. The SEC therefore notified ADAM board of directors to provide clarification on the