SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business

Following the earlier public hearing in late March, where the majority of business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a

Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation

providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation

brokerage business, securities dealing business, securities underwriting business, mutual fund management business and securities borrowing and lending business (SBL); (2)  KYC providers, gathering and

product. This new regulation allows service providers to use the single form with investors of any products while reducing investors’ burden of filling in repetitive information when opening a new

, investment allocation, service providers, dollar cost averaging (“DCA”) investment services, and mutual fund comparison by using the SEC Fund Check tool.The "Mutual Funds Insight" microsite consists of four

depository service providers for 212 days. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 3/2021 Dated 21/12/2021

service providers for 185 days. DAB Act S.30 Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 4/2021 Dated 21/12/2021

service providers in accordance with the notification of the SEC for 243 days. DAB Act S.30 Settlement Committee Meeting No. 8/2022 Settlement Committee Order No. 13/2022 Dated 27/07/2022