The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters:              (1) Cooperation in developing business and human rights training courses for business sector in the Thai capital market is an assigned mission under the National Action Plan on Business and Human Rights Phase 1 (2019 – 2022) or NAP Plan, following the United Nations Guiding Principles on Business and Human Rights...

require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was

website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid

and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment

knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC

Standards of Conduct dated 21 June 2005. Investor contacts must be fully knowledgeable in performing their duties with integrity, prudence and professionalism for the best benefit of clients to enhance and

-protection through the exercise of their rights. Achievements on those tasks will have to be contributed by a number of factors including well-informed and knowledgeable investors, efficiency in investor?s own