To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and...
, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the
blocked from these platforms immediately to protect the public from further harm and loss. The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the
and social responsibility (ESR) and respect for human rights, to increase confidence and Thai capital market standards for the benefit of sustainable growth. The seminar featured special talks by local
Facebook page ชื่อ Growth Stock : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
Facebook page Growth Stock. : Unlicensed securities and derivatives business (Disclosure Date : 06/07/2022)
Facebook page ชื่อ Growth Stock : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
Facebook page Growth Stock. : Unlicensed securities and derivatives business (Disclosure Date : 06/07/2022)
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 01/01/2007 - 26/06/2007
of lawsuit filed and prosecuted by the plaintiff who collectively represents a group of people who suffer damage from the same causes and wish to exercise legal right to protect own rights. For more