To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and...
, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the
blocked from these platforms immediately to protect the public from further harm and loss. The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the
Reporting Person : - | Type of securities : - | Date of reporting obligation : 01/06/2005
Reporting Person : - | Type of securities : - | Date of reporting obligation : 27/02/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 22/03/2004
Reporting Person : - | Type of securities : - | Date of reporting obligation : 16/03/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 03/08/2006
Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/02/2004