owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of
of RPC through the trading account of another person which he was beneficial owner in such a way as to take advantage of other persons by using positive material non- public information concerning
the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM
unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public
The Million Link Company Limited On February 13 – 14 and 18, 2019, The Million Link Company Limited, the owner of Mitihoon website and newspaper accompany with Mr. Ronnakrit Sarinwong and Ms
Ms. Phatcharanan Singhara On February 13 – 14 and 18, 2019, The Million Link Company Limited, the owner of Mitihoon website and newspaper accompany with Mr. Ronnakrit Sarinwong and Ms. Phatcharanan
Mr. Worawat Narknawdee From January 12, 2022, to June 30, 2022, Mr. Worawat Narknawdee, the owner and operator of ACTPAY, was responsible for providing a notification system that would notify 1000X
sole proprietor, please state the arrangements made to conduct an EQCR 11 Has the firm established policies and procedures setting out the criteria by which all other audits and reviews of historical
the true owner of the trading account, and adding a new contact phone number to the client's personal profile even though there was no evidence that the client had ordered the responsible investment