owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of

of RPC through the trading account of another person which he was beneficial owner in such a way as to take advantage of other persons by using positive material non- public information concerning

Mr. Worawat Narknawdee From January 12, 2022, to June 30, 2022, Mr. Worawat Narknawdee, the owner and operator of ACTPAY, was responsible for providing a notification system that would notify 1000X

unknown person who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public

The Million Link Company Limited On February 13 – 14 and 18, 2019, The Million Link Company Limited, the owner of Mitihoon website and newspaper accompany with Mr. Ronnakrit Sarinwong and Ms

Ms. Phatcharanan Singhara On February 13 – 14 and 18, 2019, The Million Link Company Limited, the owner of Mitihoon website and newspaper accompany with Mr. Ronnakrit Sarinwong and Ms. Phatcharanan

the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited (UKEM

Following order of person who is not an account owner or authorized by the client causing damage to such client Notification No. SorThor. 67/2543 Re: Registration of Marketing

same sanction on Nopakun Wongratana for taking securities trading orders from an unauthorized person who is not the account owner. In the case of Porntip, the SEC, in response to investor complaint

orders from such person who was not the account owner or an authorized person without advising the account owner to assign authority properly according to governing regulations, and calling the other