characteristics as specified in Section 103, the Office shall have the power to withdraw its approval and the securities company shall propose other persons for the approval from the Office within fifteen days from
facilitate the financial statements submission to SEC, as required. However, the companies must propose the auditor appointment for the shareholders’ consideration at the next shareholders’ meeting to be
regulatory burdens of the securities issuers. Furthermore, the SEC will also propose business operation guidelines regarding corporate social responsibility and protection for corruption to promote
. In addition, the SEC has recommended the ASCO to revise its KYC/CDD guidelines as well as propose the guidelines for securities transfer between clients so as to prevent fraudulent activities or
Extraordinary General Meeting of Shareholders No. 1/2020 2. Propose the agenda regarding entering into the disposition of assets and connected transaction to the 2020 Annual General Meeting of Shareholders for
would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as
licenses; (2) Allowing PE to establish in form of trust for flexibility;(3) Coordinating with the Revenue Department to propose for an exemption of capital gain and dividend taxes for investors investing in
/3 of total number of shares sold to propose additional agenda in the sharholders? meeting. The SEC views that proposal of additional agenda in accordance with good practice should allow shareholders