, effective from July 1, 2016. Since the approval of Panita expired on December 31, 2015 without renewal thereafter, the SEC bans her from re-entering the industry as capital market investment consultant for 10
pandemic since the second half of 1Q20, including the national lockdown in Thailand and travel bans in all international countries, as a result, the service users, both Thai And foreigners decreased. In this
investor and failing to execute the investor’s orders SEC bans a former investment consultant for 4 years and 8 months due to wrongful acts against an investor’s asset Building Confidence in the Capital
tourism as a result of travel bans together with weak domestic consumption that has started since the last quarter of 2019 has led After You to slowdown major branch expansion and concentrate more on
the said Act prohibits any securities company from taking purchase orders or sales orders from customers outside its head office or branch office premises, except the Office prescribes otherwise
the said Act prohibits any securities company from taking purchase orders or sales orders from customers outside its head office or branch office premises, except the Office prescribes otherwise
be repealed and replaced with the following provisions: “SECTION 37 The provision under Section 1229 of the Civil and Commercial Code which prohibits issuance of debentures by a limited company shall
where the SEC Office declines to grant an approval, on its own discretion, under Clause 7, or prohibits to perform the duties, suspends or revokes an approval under Clause 8(2) and (3), or Clause 9(3), or
be registered to trade on an exchange, in case the law of the jurisdiction thereof prohibits the establishment of trust. The approval of the bondholder representative under the first paragraph shall
lower due to the effects of the COVID-19 outbreak during the month of March when travel bans were imposed and efforts promoting Thais to stay home. 2. The Marketing Business Group recorded Inventory Loss