highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for

launch of the new set of Principles by OECD at this Asian Roundtable in Bangkok. Capital market regulators in Asia have continuously placed importance on the implementation of OECD Principles to reinforce

contact the ECD Police at 0-2237-1199 to reinforce further legal proceedings.? ?If you have been solicited to invest in derivatives on gold and crude oil, for instance, with considerably high return on

implementing anti-graft practices. Should they raise concern and seriously implement policy to fight against corruption, it will bring about social pressure to reinforce social performance, particularly for the

capital markets in order to reinforce investor confidence and become more attractive investment destination.       Vorapol Socatiyanurak, SEC Secretary-General, said that ?ASEAN countries place high

from committing the offense, and reimburse the investigative expenses to, in a total of 24.54 million baht, to prohibit him from securities trading or entering into derivatives contracts for 5 years

of relevant laws to prohibit digital asset business operators from using digital assets as a means of payment for goods and services which may lead to a widespread use of digital assets beyond the

not only play an important role in promoting the sustainable quality of the listed companies’ financial reports but also help to reinforce fraud prevention. Over the years, the SEC has collaborated

duties of protecting the rights and interests of shareholders.  The webinar held on March 26, 2024 aimed to reinforce the roles and duties of the boards of directors in accordance with good corporate

and deposit service on self-issued DA to establish a system segregating their clients’ DA from their own assets, and would prohibit them from seeking benefits from the clients’ DA under their custody