Attn : The Directors and The MAI Manager Ref: Dimet AC 1811/001 November 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance
Attn : The Directors and The MAI Manager Ref: DIMET AC 1911/001 November 14, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance
Attn : The Directors and The MAI Manager Ref: Dimet AC 2006/001 June 16, 2020 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.3’s performance (January
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall
On 11 December 2019, the SEC Board passed a resolution approving ThaiBMA as a licensed securities depository under the regulatory sandbox project whereby blockchain technology is implemented to enhance the speed and efficiency of the trading process of corporate bond. Currently two companies have issued and offered corporate bonds for sale using the blockchain system of ThaiBMA, namely (1) Toyota Leasing (Thailand) Co., Ltd. offering corporate bonds exclusively to institutional investors...
Register of persons qualified to be fund manager Please wait... Register of persons qualified to be fund manager Export Excel No. List of Fund Managers Type of fund manager MF DF Approval date
In November 2019, SEC engaged the Thailand Development Research Institute (TDRI) to conduct a study on laws pertaining to the supervision of audit firms and auditors in foreign capital markets for supporting amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of audit firms and auditors in Thai capital market.SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independ...
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the
persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the