basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in

processing and confirming the redemption orders in violation of the tax terms;             (2) In the case of {B}, she was found to sign the redemption orders without double-checking the correctness of

, and provide a client communication service system and complaint handling services sufficiently and efficiently. ______________________

the share price manipulation of Chai Watana Tannery Group PLC (CWT) by handling the trading orders of CWT shares for a group of persons. She also traded CWT shares for herself through Mr. Payut

Number, Registration Number of Juristic Person, or any other types of identification numbers as specified by the derivatives exchange; (b) a derivatives position processing system for monitoring the

indirect connection to the organization’s internal network systems; 4 “cloud computing” means a type of internet-based computing that provides shared computer processing resources and data on demand

with indirect connection to the organization’s internal network systems; “ cloud computing ” means a type of internet-based computing that provides shared computer processing resources and data on demand

clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing

policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology