, Thailand. Prior to the recent appointment, she was Director of the Financial Education Department, the Sales Conduct Supervision Department and the Investment Management Policy Department, respectively

(UTCC), and a master’s degree in Business Administration (MIS), Saint Peter’s College, USA. Prior to this appointment, she was Director of the Intermediaries Policy Department

the Royal Police Cadet Academy, an LL.B. from the Faculty of Law, Thammasat University, and a master’s degree in Public Administration from Kasetsart University. Prior to joining the SEC, he served as a

Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,254,024 baht on Sermkhun Kunawong, Chief Executive Officer and Director of CMO Plc. (CMO) for using

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and

Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special

shareholders meeting to appoint new directors to fill vacancies, while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that {A} disobeyed the board of directors

Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense

market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from

executives of securities issuers and listed companies in accordance with the rules prescribed in the SEC Notification** and consequently is not allowed to hold the positions of director and executive at any