. If the issuer has no specific plans for the proceeds, it should discuss the principal reasons for the offering. 3. Where the offer is not fully underwritten on a firm commitment basis, state the
clearly specified in the commitment, and the specified procedures are practical and fair to all unitholders of the relevant open-end fund. Conditions shall be one or more of the following: (1) It is
funding and encouraging companies that contribute to sustainability (from an Environmental and/or Social and/or Governance perspective, “ESG”). For such a role to be played and the market to thrive
securities or its director or executive fails to comply with the provision under Section 81, or the conditions for granting an approval prescribed by the SEC Office, or the commitment disclosed in the
the said law; (f)1 other documents or evidence showing that the infrastructure asset to be invested by the fund has the characteristics as specified under this Notification. (2) the draft commitment
and the management company and the fund project comply with the law on securities and exchange as well as the notifications, regulations and orders issued under the said law. If the said commitment or
ASEAN Sustainability-Linked Bond’s financial and/or structural characteristics, such as a higher repayment amount of the principal due at maturity or the purchase of carbon credits, among others. 4.3.2
; (e) rating (if any). D. Liens 1. In case of issuing secured debentures, disclose the kind and priority of any lien securing the issue, as well as the principal properties or assets subject to the lien
determination of unit redemption only by cash or others equivalent to cash; 15 (2) principal asset to be invested in: (a) the principal asset to be invested in shall be real estate in accordance with the rules as