Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets* while adhering to international guidelines and the practices of foreign
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish
no permission from the SEC. There were lots of victim falling into such pitfalls these days. The SEC has issued investor alerts in this matter and further placed emphasis the need for the public to
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
ขอเชิญส่งนักวิเคราะห์การลงทุนเข้าร่วมอบรม หัวข้อ Understanding the impact of sustainability on the value and performance of companies; Integrating climate-related risks and opportunities into equity
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
a better understanding among securities companies regarding risks and managing risks appropriately according to the nature of their businesses. Additionally, the event also aimed to build trust and
management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has
, Silpakorn University, Phetchaburi IT Campus, in the occasion of their study visit on the overview of the digital assets market in Thailand, the characteristics and risks of digital assets, and regulatory