debentures, bills of exchange (B/E) and derivative warrants (DW), allotment to the related persons will be allowed in the similar manner as that to general investors. The revised regulations aim to strike a

the report from Asia Plus Securities Plc., the SEC probed into the case and found that {A} had been authorized by her client to make derivatives trading decisions on the client' behalf. The client was

areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company to ensure

the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company

establish a branch office, the Office may prescribe conditions on the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems

. Description of the Transaction The Bank of Thailand has allowed the Bank to change the structure of the financial business group by including KKP Tower as a subsidiary, operating and supporting office rental

authorized resellers of Libra, Libra can be governed under the related laws like those related to financial institutions’ businesses, foreign exchange control or e-Payment? Laws may need amendments or

soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC in cooperation with the ECD Police led by Commander Pol.Maj.Gen. Kowit Wongrungroj, Deputy Commander

admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client

organizing a unitholders’ meeting or through a letter seeking the unitholders’ resolution. As an alternative, asset management companies are allowed to seek a unitholders’ resolution if the unitholders