The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust property of one trust from https
portal. Apparently, in 2014, there was a drastic growth of fund raising through crowdfunding worldwide worth about 6 billion US dollars. The SEC supervises equity-based crowdfunding where investors? fund
management company who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the
who manages the mutual fund under its supervision more than five percent of the outstanding shares, including shares held by connected persons of such fund supervisor; (3) Do not have the same persons
-AMENDED.PDF (Translation) trust property from those held in its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust
continuously manages down its OPEX throughout the period to minimize spending. ______________________________________________________________________________________________ Please be informed accordingly. Yours