beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
two previous years. Participants will be incubated with advice in technology and fintech startups from teams of successful and experienced experts, while being educated the related supervision. This
Bangkok, May 29, 2014 ? The SEC invites public to visit SEC booth at Money Expo Bangkok 2014, presented under the theme ?The successful world at your backyard?. It aims to urge the public to realize
exclusive) has been paid to the SEC on a successful submission of the applicant documents. The fee is payable to the SEC in the form of bank money transfer. The SEC will grant approval for the offer for sale
Financial Structures, Ecosystem, and Incentives to Ensure Successful Issuance”, Ms. Jomkwan Kongsakul, SEC Deputy Secretary-General, shared the views on the capital market’s crucial roles in social and
successful performance of any trigger fund may proceed only after accurate and complete information on all of the trigger funds under management is clearly disclosed for investors? comparison and decision
opportunities. We look forward to the successful introduction of DRs under the DR Linkage, and will continue to work closely with SEC Thailand to further enhance mutual connectivity and broaden investment
. ร่วมนำเสนอ “นวัตกรรมทางความคิดเพื่อสร้างกลไกความช่วยเหลือผู้ก้าวพลาด” ในหัวข้อ “เครื่องมือทางการเงินและแหล่งทุนสำหรับนวัตกรรมทางสังคมสำหรับผู้พ้นโทษ (Financial social innovation for successful
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports