The Securities and Exchange Commission (SEC), in collaboration with the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), organized a seminar for
Financial Institutions: Key Opportunities and Challenges Seminar organized by Fair Finance Thailand. During the event, Ms. Kultangwatana joined the discussion on the topic, "Thai Banks and Human Rights
The Securities and Exchange Commission (SEC), the Economic Crime Suppression Division of the Royal Thai Police (ECD) and the Thai Digital Asset Operators Trade Association (TDO) jointly organized a
The Securities and Exchange Commission (SEC) joined the Declaration of Intent on Finance for Biodiversity (Fin4Bio) and participated in a seminar on the subject, organized by the Agence Française de
The Securities and Exchange Commission (SEC) joined the Declaration of Intent on Finance for Biodiversity (Fin4Bio) and participated in a seminar on the subject, organized by the Agence Française de
-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital
Value Chain - A Collective Responsibility ”, organized by ACRA in Singapore. SEC I n i t i a t i v e s t o s t r e ng t hen cap i t a l ma r ke t p r o f e s s i o n s and s t a keho l de r s In January
inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when