) “Department director” means any person who is responsible for the internal operation of a department in the company; (6) “Work experience” means work experience in a financial institution or other organization
director” means any person who is responsible for the internal operation of a department in the company; (6) “Work experience” means work experience in a financial institution or other organization in a line
Office* 5 apart from having academic background as specified in 1-4, having been approved or registered to perform duties similar to the category B investor contact from a regulatory organization of the
academic background as specified in 1-3, having been approved or registered to perform duties similar to the category A investor contact from a regulatory organization of the countries accepted by the Office
Member and Secretary 3. The SEC Board has approved the SEC Office’s proposal to express an intention to host the International Organization of Securities Commissions (IOSCO) Annual
sharing between scholars and capital market executives to boost implementation of those academic papers. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that universities have produced lots of
…………................................................................. …………………………….......................................................................... telephone number…………………….. facsimile number ………………………… 2. Details for supplementing the consideration: 2.1 A license granted by the authorized organization or agency under the law (only in the case of a CB
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital