Previously, the SEC had ordered Daidomon Group PLC ("DAIDO") to arrange for a special audit and then adjust its Q2/2004 reviewed financial statements according to the special audit result. In
other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of
opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use. In addition, SEC will coordinate with business operators to expand the investor
will coordinate with related agencies for further proceeding.
sponsor registration fees for their training courses. The training curriculum will be based on the Institute of Chartered Accountants in England and Wales (ICAEW). In addition, the SEC will coordinate with
Section 135 Securities and Exchange Act B.E. 2535 Section 135. In the management of a private fund, the securities company shall arrange for the appointment of a custodian with an approval of the
Bangkok, November 27, 2009 ? The SEC will arrange for a three-party meeting next week for the Stock Exchange of Thailand, the Association of Securities Companies (ASCO), and representatives from
Bangkok, November 9, 2011 ? The SEC ordered Tongkah Harbour Plc. (THL) to arrange a special audit with regard to the company?s internal control, appropriateness of connected transactions and asset
SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with