sum of investment money or in fractional units. The system also has a mechanism controlling the fluctuation of the selling price of DRx to ensure that the market will remain orderly in terms of trading
model, the number of clients and the transaction volume; 4) Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system
outstanding buy orders and sell orders for a specific security or financial instrument, organized by price level. • Derivative warrants (DW): proprietary instruments issued by eligible issuers that give holders
of the SET?s action regarding rules on backdoor listing to protect shareholders and ensure the orderly market.
Arbitral Procedure Organized by the SEC Office (No. 2)
accordance with the 2 following principles: (1) good governance and clear, transparent organizational structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with
and Clause 5 or Clause 6, as the case may be; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit
, as the case may be; 2 (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
processes, control and systematic risk management in synchronization with related international standards such as ISO 27001 and ISO 31000, in accordance with the Bank of Thailand’s policies and best practices