Patheepoungrattana, and Suwattana Churuangsook for being the supporters of the aforesaid wrongdoing. The Stock Exchange of Thailand reported to the SEC that the CIG trading transactions during February 3 ? July

accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint

Conduct dated 21 June 2005. As Kunakorn?s misconduct was deemed a carefully laid plan to deceive the client, without evidence of remedies for substantial damage or compensation paid to the client, a severe

investor contacts is unethical and violates the SET?s rules. Yet, the SEC frequently finds and is informed of such practice which may constitute misconduct opportunities against clients? assets through the

constituting a violation of Section 246 of the SEC as well.In this regard, with thorough consideration, the SEC has viewed that the misconduct of this group of wrongdoers followed a systematic pattern

personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner

such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht.  The misconduct above led to the

regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an

in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and

auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for