three months on account of using a client?s account for the benefit of oneself and others. Revocation ? Kunakorn Karnchavakul (former names ? Rachata or Worrawit Sertpannuk), former marketing officer of
advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons. By committing such act which gained him more than 42 million baht in benefits
remaining 20 million baht was used for the benefit of {A} and {D}. Such demeanors were deemed seeking benefits for oneself or other persons illegally. The acts of such former directors and executives of
funds available in the market; Instead of investing by oneself for one?s own benefits, investors of EMF contribute to the future of their minors, their employees or their employees? children as the case
” means giving advice or holding oneself out to the public as being willing to give advice to other persons, whether directly or indirectly, on derivatives contracts or suitability for purchasing or selling
holding oneself out to the public as being willing to give advice to other persons, whether directly or indirectly, on derivatives contracts or suitability for purchasing or selling derivatives contracts; 1
” means giving advice or holding oneself out to the public as being willing to give advice to other persons, whether directly or indirectly, on derivatives contracts or suitability for purchasing or selling
exploitation of such information to take advantage of the fund for the benefit of oneself or others. Presently, all companies have already made progress on this matter accordingly.Vasant Thienhom, SEC Deputy
website in the form of community web board shall not be liable to presenting oneself to the general public as being ready to provide services as investment advisor or derivatives investment advisor on the
form of community web board shall not be liable to presenting oneself to the general public as being ready to provide services as investment advisor or derivatives investment advisor on the condition 2