from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of
for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits
client's bank account. However, the transferred money was in fact from an unauthorized sale of other shares in the client's account, not the ones initially identified; (2) Soliciting a client to subscribe
also require that asset management companies disclose the types of fees collected from trigger funds more clearly, especially those different from the ones collected from other mutual funds with similar
trading while the client did not reject the transactions. Besides, intra-day trading orders of a listed company's shares were found where the buying prices were higher than the selling ones, causing the
contract in this captioned year and there were 3 service projects with signed contract value of Baht 15.20 million of which one of them was completed whereas another 2 remaining ones were expected to be
and investing. The SET will provide full support to the campaign, e.g., promoting mutual fund knowledge through various media, especially those digital ones. In this connection, the SET, in
value creation and ensure that the medium-term objectives are consistent with long-term ones; Principle 3: The board of directors should ensure that its composition and structure strengthen its
lower-middle income earners to lower-middle to upper ones but the affordable price strategy is still retained. Secondly, the brand image is to be developed together with the market segmentation. Thirdly
decreasing Baht 2.55 million or 29.14 % decrease due to having only 2 service projects and those are currently completed and no any new ones. Other Income The other income was Baht 0.44 million whereas Baht