management license Baht 10,000 The licensee shall pay license fee on the date of obtaining the license. Given on the date of 10th January B.E. 2545 Somkid Jatusripitak Finance Minister
three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of
equally. In case of installments, the first installment shall be paid on the date of obtaining the license and the following installments shall be paid prior to such date in the following calendar years
Notification. Clause 7 Fees shall be prescribed as follows: (1) Application fee Baht 10,000 (2) Venture capital management license Baht 10,000 The licensee shall pay license fee on the date of obtaining the
the date of obtaining the license. Given on the date of 31st January B.E. 2545 Somkid Jatusripitak Finance Minister ------------------------------------------------------------------- This
กฎกระทรวง ฉบับที่ 5 (พ -Unofficial translation- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
N.A.T. (Thailand) Company Limited N.A.T. (Thailand) Company Limited (N.A.T.) operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003
Mr. Teerayut Hemput Mr. Teerayut Hemput operated derivatives business without obtaining license from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions