Sanction Mr. Wiwat Chiamvitayanukul Performing duty as marketing officer without taking into account clients? interests by supporting clients to
Notification No. SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, clause 14 (6) and 14 (13) (as amended) Suspension from duty for 9 months
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both
derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and
that according to the generally accepted accounting principles, a company shall remove a financial liability from its balance sheet only when it is extinguished ? i.e., when the obligation specified in
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning