Bangkok, 28 July 2022 – The Securities and Exchange Commission (SEC) has sent a written notice to Zipmex Thailand, demanding the digital asset exchange to clarify in detail the announcement of
hearing on the proposed amendments with the key points as follows: (1) Requiring REIT managers to prepare and submit their financial statements to the SEC within four months from the end of
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
switching: Requiring asset management companies (AMC) to review that the fund’s articles and other relevant requirements are abided by the relevant laws and regulations, particularly, the investment policy
Singapore Court, the Securities and Exchange Commission (SEC) sent a written notice on 28 July 2022, requiring Zipmex to clarify the matter. Today, Zipmex Group has updated the progress on the moratorium
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to
investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949
securities before the amendment becomes effective or in the case of transfers in accordance with the law; (2) Requiring local securities companies to notify their clients who are foreign securities