of the Office. In issuing the notification in accordance with the first paragraph, the Office shall specify the following important matters: (1) capital fund, net total assets and business operation of
Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts
getting well-informed of important information and reports and attending the shareholders? meetings to seek sufficient and necessary information for making investment decisions,? Mrs. Sirivipa said.
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
Suwanmongkol said: “Personnel in capital market business play a very important role in raising both institutional and retail investors’ awareness and knowledgeability on ESG-focused business practice and
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
significant information that is necessary for investment decision making of investors. The important information section of a prospectus under paragraph one shall be typed in an easily legible font size, except
about fundraising process; (3) “fundraising resources” contains necessary information that fundraisers must know along with teaching materials in form of various videos designed especially for SMEs and
become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long