derivatives intermediary. “ client ” means a person who uses services of intermediary , including any fund , unit holder and member of provident fund. “ fund ” means a mutual fund or a private fund. “ capital
services of intermediary, including any fund, unit holder and member of provident fund. “fund” means a mutual fund or a private fund. “capital market products” means any securities and derivatives
in the category of mutual fund management and having already started the business; (2) not being a person or having relationship or having interest with a person who will dispose of, transfer, lease or
it should be made available as soon as reasonably possible so that investors are able to make informed decisions based on it; this diminishes the likelihood of a false or distorted market. Information
, provided training about reviewing auditors of banks and financial institutions. In April 2012, the SEC participated in IFIAR plenary meeting at Pusan, Korea. 8 Securities and Exchange Commission quality or