auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has
client’s account to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a
to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a specific amount
burdens and operating costs of private sectors. Currently, there are 68 ongoing projects. Based on the initial assessment, once all 83 projects have been completed, they are expected to help reduce
. 2559 (2016). The Settlement Committee will consider a fine penalty on Mr. King in due course. Meanwhile, due to his deficiencies in duty performance, Mr. King is liable to have prohibited
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a
Secretary-General to the Prime Minister for Political Affairs gave a speech on the topic, “The Roles of Private Sector in Implementing the SDGs,” emphasizing the importance of ongoing cooperation to build
penalties that can be imposed on any associations or its directors that do not comply with the rules prescribed under (1) or (2) above. Details of the proposed amendment are available at https