approval for the personnel working for them. In late last year, the SEC sought stakeholders’ opinions on the principles of the proposed amendment and most agreed with the proposal. Currently, the SEC is

auditors of SMEs have been proposed in response to the growing number of SMEs with potential to become listed on the Stock Exchange of Thailand. In this regard, most of the criteria remain in line with the

safest and most responsible ways of moving people. Sustainability Roadmap Do no harm Do it better Differentiation What can young directors learn from the board? Board Effectiveness Board Diversity • Skills

have risen abruptly, especially the rapid evolution of digital technology, intensified effects of climate change, and regulatory changes in the financial business. To cope with these issues, most

are reliably and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct

and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business

intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services are reliably and trustworthy, the

-entities. To utilize the benefit of crowdfunding, the business-entities should be legally established, efficiency managed, and highly transparent. These key factors will enhance the trustworthy of the

more trustworthy.”ThaiBMA Director Mr. Tada Phutthitada said “the DLT will help increase the efficiency of  securities issuing , clearing and settlement , and other systems. Furthermore, the DLT will

from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment